OCC Hopes to Issue Joint CRA Proposal This Fall
Comptroller of the Currency Joseph Otting is hopeful that a joint CRA modernization proposal will be issued on an interagency basis this fall.
Can You Adopt an Agile Approach to Compliance?
One of the buzzwords in business these days is “agile.” If you’re looking to learn more about what an agile approach is, and how it can be used in...
What Does the NCUA Look for in a CMS?
The NCUA defines a compliance management system as a credit union’s overall approach to managing compliance risk.
9 Reasons Why We Are Thankful For Compliance Officers
Here are 9 reasons we are thankful for compliance officers! Thank you, compliance officers, for everything you do.
School's in Session: 3 Tips to Help You Ace Compliance
Here are three essential, timeless tips for you to remember to ensure that you achieve your compliance goals in 2019 and beyond.
15 Key Insights from the CFPB Fair Lending Report [Part Two]
Check out the second half of our two-part series on the CFPB's 2018 Fair Lending Report. If you have to comply with Fair Lending, this post is for you.
13 Movies and Shows Every Bank Compliance Nerd Needs to Watch
Here are a few banking compliance movies and TV shows for you to check out, and prove to your friends and family that compliance is entertaining!
What are the Three Lines of Defense in a Compliance Management System?
Learn the essential definitions of a compliance management system (CMS), and what the three lines of defense really are.
Hate Illegal Telemarketing Calls? So Does the FDIC.
The good news is at least one agency is taking action to enforce telemarketing regulations. The bad news for one community bank is that it’s the FDIC.
2 Key Elements of a Successful Compliance Management System from the CFPB
Learn the two essential components of any successful Compliance Management System (CMS) to ensure that your financial institutions is in shape.
Ncontracts Announces Integration With Compliance Alliance
Ncontracts Announces Integration With Compliance Alliance
Your Complete Guide to the ABA Regulatory Compliance Conference in New Orleans
Here is everything you need to know to prepare for the American Bankers Association Regulatory Compliance Conference from June 9-12 in New Orleans!
5 Free Compliance Resources to Download and Share
Get 5 valuable, free, compliance resources to download and share with your colleagues, including a brand-new Fair Lending training module!
How To Prepare for the Public HMDA Data Release Next Month
More HMDA data will be publicly released in May 2019. This data has more depth and may spark additional Fair Lending scrutiny. Learn how to prepare today!
Embezzlement in La La Land: How a TV Studio Credit Union CEO Stole $40 Million Over 20 Years
Would you believe a story where the villain steals over $40 million from a FI that only had $21 million in assets? The truth is stranger than fiction.
7 Most Confusing Areas of Compliance for Compliance Pros
Learn the essentials of 7 of the most complex areas of regulatory compliance - including UDAAP, Community Development, and REMAs...
UDAAP Compliance: Defining Unfair, Deceptive, & Abusive Acts and Practices
Get clear definitions for each of the key terms involved in UDAAP compliance, including how to define unfair, deceptive, and abusive acts and practices!
Celebrating Abraham Lincoln's Banking Legacy: A Podcast
In honor of Abraham Lincoln's birthday and President's Day, enjoy this podcast from ABA Banking Journal celebrating Lincoln's banking impact...
5 Reasons to Love Your HMDA Data & Analysis!
In the spirit of Valentine's Day, ere are five real reasons to love your HMDA data in 2019, and how you can analyze it for success! Don't miss out.
Your Quick Guide to the 2018 HMDA Data Changes
If you're a HMDA reporter, you need to read this post. Learn all about recent regulatory updates to the HMDA disclosure final rule, which will...
Fast Facts: Ncontracts' Compliance Solutions vs. The Others
What does TRUPOINT do differently than other banking compliance software providers? Here are five fast facts that really make the difference.
11+ Banking Compliance Resources You'll Need in 2019
Here are 11 valuable compliance resources you'll want to bookmark and you prepare for compliance success. As the days and months pass, we will be...
5 Key Trends That Will Influence Your Compliance in 2019
Here are five factors that are likely to have a major impact on your bank, credit union, or mortgage company's compliance program...
A Compliance Officer's "Night Before Christmas"
We hope that this compliance-themed version of the famous holiday poem brings you joy and good cheer this season!
64% of Compliance Pros Don't Have Enough Time to Manage Requirements [Industry Report]
According to this 2018 Compliance Pulse industry report, more than 60 percent of compliance pros don't have enough time...
$11.8M UDAAP Compliance Settlement Highlights Regulatory Priorities
Do you know your UDAAP compliance risk? For all types of financial service providers, UDAAP risk management remains a focal point...
FFIEC Guidelines
FFIEC guidelines are the standards set up by the Federal Financial Institution Examination Council (FFIEC) for banking practices.
Money Laundering
In 1970, the United States Congress enacted the Bank Secrecy Act (BSA), also known as the Currency and Foreign Transactions Reporting Act. This act
What Jason Bateman Taught Me About Money Laundering & Other BSA Lessons
It’s not every day that banking regulation is a major plot point in a tv show, but both bank capital regulations and CTRs got a shout out in the first
5 Scary Stories Guaranteed to Give You the Compliance Creeps!
Whether you're a Compliance Officer or a President, here are 5 scary banking stories from October guaranteed to give you the compliance creeps...