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Exam & Audit Findings Management Software

Findings come from everywhere across your financial institution. With Nfindings, our comprehensive audit findings software, you can achieve immediate visibility for faster resolution. Confidently manage findings from internal and external compliance reviews, audits, and exams. 

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Audit issue management software trusted by thousands of financial institutions across the country

Our Solution

Accelerate Remediation with Audit Tracking Software

Access and manage findings from internal and external sources in real-time, so you have what you need when you need it.

Manage Findings in Real-Time

Nfindings centralized dashboard delivers a comprehensive and in-depth view of all your compliance, exam, and audit findings in real time. Develop robust action plans while prioritizing your most pressing actions. 

Track Your Progress

Assign remediation tasks and track progress with ease. Know who is responsible for each finding and where your institution is in the remediation process. Audits and compliance tests provide critical information for remediation efforts. But without the ability to assign action steps and track progress, financial institutions risk having the same issues reappear in audits and during exams. 

Benefit from Expert Advice

Your relationship with Ncontracts does not end after you purchase our exam and audit findings software. Our risk and compliance experts possess real-world banking experience, assisting with implementation, testing, and offering continued support. 

Consolidate Your Findings

Findings come from everywhere, from compliance to IT and everywhere in between. Make it easy to track all issues wherever they appear so that no finding falls through the cracks. 

One-Click Reporting

When examiners, the board or management ask for an update on findings remediation, don’t make them wait. Produce board-ready reports in minutes – not hours. 

Langley Federal Credit Union Success Story
As Langley Federal Credit Union discovered, creating an Enterprise Risk Management (ERM) program requires issue management. Read how Nfindings enabled them to show remediation to regulators.
Nfindings FEATURES

Simple Exam and Audit Findings Management

Run down the list of everything your compliance team does during the day – issue management and tracking shouldn’t be on it. Our issue management software empowers financial institutions to take control of their audit and exam findings, dealing with deficiencies promptly and expertly. 


Create an Audit Trail 

Our audit issue management software offers an accessible system for logging findings-related activities. Tracking progress for compliance and operational findings and assigning role-based access to internal and external users enables financial institutions to create a clear audit trail for regulators. 

Screenshot of Nfindings: Audit Tracking Overview

Automate Your Findings Management 

Many financial institutions still rely on manual processes for findings management. Depending on Excel spreadsheets and email to deal with issues uncovered by compliance reviews, audits, and exams is inefficient. Nfindings delivers automated task reminders and notifications, helping you track the steps you need to take. 

Screenshot of Nfindings: Task Management Dashboard

Track Findings on an Interactive Dashboard 

Our interactive dashboard gives financial institutions a bird-eye view of all their findings. Zoom in to view individual reports and collaborate with task owners on resolution. Create a hierarchy of findings to discover your institution’s most pressing issues and generate reports at the click of a button. 

Screenshot of Nfindings: Dashboard and reports overview

Integrate Nfindings with Our Other Solutions 

Nfindings integrates with:

  • Nverify (our powerful compliance and auditing software)
  • Nvendor (track findings for specific vendors)
  • Ncomply (for regulatory compliance findings)
  • Nrisk (managing findings from internal risk controls).
Streamline operational and compliance resolution with our audit management software.  
Screenshot of Nfindings: Integrations overview
Get Our Free Guide

Best Practices for Tracking Audit & Exam Findings

Download this whitepaper for insights into:

  • Best practices for effective findings management
  • Strategies for minimizing the number of findings
  • How to leverage findings as a risk management tool
  • The relationship between findings and audits
Whitepaper Cover: Best practices for tracking audit and exam findings
“We’ve been through three exam cycles and have not had one exam finding or recommendation on my third-party vendor management. This week the CEO asked when a contract expired. I had easy access to that and didn’t have to go through the paper file looking for the original MSA.If they are going to be my advocate, I will be one for them as well. I’ll talk up my Nvendorand be as happy as a clam and be an advocate."
Troy Cyrus
Compliance Officer, Emery Federal Credit Union
"Now that we’re in Nfindings, we just go in and pull a report; it’s got all the issues that have recommendations, it has the management response, and the corrective action date."
James Jefferson
Chief Risk Officer, Montecito Bank & Trust
“Being able to create all the reporting with the same data across the different modules within the Ncontracts suite makes the whole experience so much easier for me to administer and present to the board and executive leadership team.”
Tim Rademaker
VP of Enterprise Risk Management, CBC Federal Credit Union
“It’s a lot better than having to remember to open a spreadsheet. Ncontracts actively tells you, ‘Hey, this is coming up. It needs to be done.’ You don’t have to set reminders and remember it and find that spreadsheet.”
Karla Munoz
VP of Risk and Audit, Guadalupe Credit Union

Request a Demo to See How our Audit Findings Software Can Help Your Financial Institution

Organizing the findings from your compliance reviews, audits, and exams leads to faster resolution, ensuring nothing slips through the cracks. Speak with one of our experts to learn more about our audit issue management software. 

Request a Demo