What are the Three Lines of Defense in a Compliance Management System?

Interested in learning more about how to define a strong compliance management system, and details on those three lines of defense? This post is for you.

Kimberly Boatwright, CRCM, CAMS July 24, 2019 3 Minute Read

UDAAP Compliance: Defining Unfair, Deceptive, & Abusive Acts and Practices

UDAAP is an important area of focus for compliance officers and financial institutions, and continues to make headlines. One of the most challenging areas is how to define unfair, deceptive, and abusive acts and practices for UDAAP compliance. If that's a challenge you're facing, this post is for you! In this post, you'll learn how to define UDAAP, and a few best practices for managing your UDAAP compliance risk.

Kinsey Sullivan February 20, 2019 5 Minute Read

Pandemic Planning: 10 Questions to Ask Your Vendors About Coronavirus Preparedness

Experts agree that it’s not a matter of if coronavirus is going to impact your business—it’s a matter of when. As COVID-19 spreads across the country at an alarming pace, creating panic, quarantines, and serious health risks, it’s important to make sure your financial institution is doing everything it can to limit the risks the virus poses.

Michael Berman March 12, 2020 3 Minute Read