5 Risk Management Failures of the Galactic Empire
May the 4th be with you! If you’re a fan, you know what that means. It’s time to celebrate the only trilogy (ahem, saga) that truly matters: STAR WARS! So put on your Wookiee mask or grab your lightsaber and enjoy this journey through the risk management failures of the Galactic Empire—and how you can learn from them to ensure comprehensive enterprise risk management at your financial institution.
UDAAP Compliance: Defining Unfair, Deceptive, & Abusive Acts and Practices
UDAAP is an important area of focus for compliance officers and financial institutions, and continues to make headlines. One of the most challenging areas is how to define unfair, deceptive, and abusive acts and practices for UDAAP compliance. If that's a challenge you're facing, this post is for you! In this post, you'll learn how to define UDAAP, and a few best practices for managing your UDAAP compliance risk.
Contingency Planning Definition
All businesses are vulnerable to some amount of risk. Contingency planning can be effective in mitigating these risks.
What are the Three Lines of Defense in a Compliance Management System?
Interested in learning more about how to define a strong compliance management system, and details on those three lines of defense? This post is for you.