Embezzlement in La La Land: How a TV Studio Credit Union CEO Stole $40 Million Over 20 Years
Would you believe a story where the villain steals over $40 million from a FI that only had $21 million in assets? The truth is stranger than fiction.
Findings on Findings on Findings: Guess Whose Audit Uncovered Over 2,000 Findings?
If you think tracking findings is challenging, try being the Pentagon. The Department of Defense underwent its first-ever full financial audit - the resuls
Audit Findings
What are financial audit findings and why are they important to financial institutions? This explanation tells you everything you need to know and more.
7 Tips for How to Respond to Bad Compliance Exam Results
Compliance exams are stressful and challenging to endure. In this post, we will share 7 experience-tested tips for how to respond to a bad compliance exam.
Compliance Emergency Room - Tracking Exam and Audit Findings
Your latest audit just revealed findings. What now? It's time to triage them in your compliance emergency room. What's that? Read more to find out.
Fair Lending 101: Defining Fair Lending Audits, Risk Assessments, Self-Tests & More
Read this short post to learn the differences between Fair Lending risk assessments, self-tests, compliance audits, data analysis and more!
The Auditors are Coming! The Examiners are Coming!
If you haven’t considered switching to an automated process, you may want to before your next audit or exam. Think about how quickly you can create to do