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Compliance Management Software

compliance management software

Go to your happy place for compliance management.

Compliance is a critical step in managing risk. The challenge is to keep up with all the applicable changes in regulations, make sure the changes are communicated to all applicable personnel, and then test to make sure the organization is compliant. However, one piece of bad data can spoil your results. How can you be sure you’re maintaining your compliance adequately? When each department is individually managing compliance manually, financial institutions and financial services companies are more vulnerable to costly errors.

Ncomply is a secure, centralized CMS that eliminates manual processes and allows departments to share information. It’s an efficient, effective solution that saves time and money while protecting your organization from compliance risk.

Ncomply includes a library of standard rules and regulations, yet it’s customizable for your financial institution or financial services company. It also allows your staff to easily track applicable rule or regulation changes, confirm training, track consumer complaints, and assure your team of the adequacy of your compliance management system

  

With Ncomply, your organization can:


Monitor

Monitor changes to federal and state regulations based on your lines of business, applicable state laws, or other filters to make sure the appropriate personnel can access the correct data.

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Collaborate

Collaborate with centralized communication. Our project management dashboard tracks progress and automates reminders, task assignments, and information requests, keeping your compliance team aligned and accountable.

Collaborate
Report

Report findings and information. You can easily track cost breakdowns for changing regulations, timelines for regulatory change implementation, relevant information on policy management, customer complaints and impacts, and due dates and policies for review/approval to present to stakeholders, board, management team, and examiners.

Report
Manage

Manage documents, audit and exam findings, and other information relevant to your institution. Compliance-related tasks can be automatically assigned, then completed and tracked. Alerts can be customized to include links to updated information, for a clear path to action with each compliance task.

Manage

Compliance Management Resources

WHITEPAPER

Complaint Management Whitepaper

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How To Work With The Board & Management: 6 Tips From A Top Compliance Officer

READ
BLOG

What Examiners Will Be Looking for in Your COVID-19 Response

READ

Key features

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Expert support and services

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Federal regulatory library that’s updated daily

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State regulatory library that’s updated daily

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Complaint management 

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Document manager

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Centralized communication

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Multiple levels of reporting

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Alerts, deadlines, and action plans for regulatory changes

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Exam-ready reporting and organization 

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Sample checklists and policies

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Knowledge base with over 100 training videos