Enforcement Action Tracker
Our Enforcement Action Tracker keeps you in the know with timely, plain-language summaries of recent enforcement actions from the CFPB, FDIC, OCC, Federal Reserve, and other key regulators. Curated and analyzed by Ncontracts’ regulatory compliance experts, each entry highlights what happened, what went wrong, and — most importantly — what your institution can learn from it.
Use it to benchmark your program, identify emerging compliance trends, and stay proactive in managing risk.
This free resource complements Ncomply, our compliance management solution, by helping you connect regulatory enforcement activity directly to your institution’s policies, controls, and risk assessments — so you’re not just monitoring risk, you’re mitigating it.

Date
Category
Regulator
50 Enforcement Actions
CFPB Sues Lender Over Faulty Ability-to-Repay Practices
CFPB Sues Bank for Misleading "High-Interest" Savings Claims
CFPB Fines Mobile Payment App for UDAAP Violations
OCC Issues Cease and Desist Order Over BSA Compliance Failures
CFPB Sues Mortgage Company for Redlining
CFPB Fines Remittance Provider for Deceptive Fee Disclosures
OCC Finds Issues with Bank’s Compliance Management and Board-related Activities
OCC Cracks Down on BSA/AML Compliance for Bank’s Prepaid Card Program
Flood Insurance Failures Lead to FDIC Penalties at Three Banks
FDIC, CDFPI Issues Cease and Desist Order Over BSA Violations
Oversight and Lending and Collection Policies Lead to FDIC, WDFI Consent Order
Bank to End SBA Loans After FDIC, Rhode Island Department of Business Regulation Action
CFPB Continues Prosecution of Lender for Military Lending Act and UDAAP Violations
Bank with Model Risk Management Deficiencies
FRB Issues Bank $15K Penalty for Flood Insurance Violations
OCC Finds Bank Failed to Comply with Prior Order and Had New Unsafe or Unsound Practices
Deficiencies Found with Bank Holding Company's Oversight of Controlled Bank
Bank has Various Safety and Soundness Concerns
FRB and FDIC Find Issues with Bank’s Decades-Long Credit Card Interchange Fees
FDIC Issues Several Flood Insurance-Related Violations
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