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Regulatory Brief for November 2021

Every month, Ncontracts compliance experts provide an overview and analysis of the latest regulatory updates to help you keep up with the rapidly evolving nature of the industry. In this episode, Stephanie Lyon, VP of Compliance, is joined by compliance experts Nicole Upshur and Robert Brosh to discuss regulatory changes that occurred in the month of November 2021 and what they mean for your financial institution.

Hey there! You won't believe the awesome stuff we dished out in the latest episode of "The Ncast" monthly regulatory brief. It's me, Aileen McDonough, your friendly host and the Director of Content Marketing at Ncontracts. Brace yourself for some seriously juicy details about the financial world's twists and turns.

So, picture this: November rolled in, and guess what? Our regulatory compliance gurus, Nicole Upshur and Robert Brosch, joined me for a chat. And let me tell you, it was like an information explosion! We dove into the nitty-gritty of the latest regulatory changes that are shaking up the financial institutions landscape. Trust me, you wouldn't want to miss this.

But hold on, the rollercoaster ride doesn't stop there. We broke it down like a pro. We covered everything from the overall banking industry to issues that are making waves in the world of depository institutions and mortgage companies. And oh boy, did we talk about COVID. But wait for it, this time it's all about how it's impacting the labor and employment scene. Nicole and Robert got into the nitty-gritty, giving us the inside scoop on OSHA's emergency standard and the legal twists that followed. The suspense is real!

And that's not all – buckle up for some serious regulatory drama. You know those pandemic-era relaxations? Yeah, they're changing. We spilled the beans on how regulators are tightening the screws on compliance. But here's the kicker: it's not just the US feeling the heat. Climate risk is making waves, my friend. The OCC is cooking up a whole new game plan, and the Basel Committee? They're dropping principles left and right about climate-related financial risks.

Oh, and brace yourself for a New York plot twist. The Community Reinvestment Act is expanding to include non-depository mortgage lenders. Talk about a shake-up! Nicole and Robert unpacked it all, and let's just say, the financial world isn't taking it lightly.

So, if you're even a little curious about all these moves, changes, and insights – you've got to give "The Ncast" a listen. Trust me, you'll want to stay ahead of the game, and our podcast is like your backstage pass to all things financial regulation. Hit that subscribe button, get ready to be wowed, and join us in the world of compliance exploration.

In this episode, you will learn

  1. Introducing Nicole Upshur and Robert Brosh, Regulatory Compliance Councils.
    Introducing Nicole Upshur and Robert Brosh, Regulatory Compliance Councils.
  2. State laws that prohibit private employers from implementing vaccine mandates.
    State laws that prohibit private employers from implementing vaccine mandates.
  3. What’s going on in New York State?
    What’s going on in New York State?
  4. Field of membership for credit unions.
    Field of membership for credit unions.
  5. How to vote for bylaws.
    How to vote for bylaws.
Stephanie Lyon
VP of Compliance, Ncontracts
Nicole Upshur
Regulatory Compliance Counsel, Ncontracts
Robert Brosh Photo
Robert Brosh
Regulatory Compliance Counsel, Ncontracts

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