When Incidents Hit: How to Build an Incident Response Plan That Supports Operational Resilience
Speaker:
Steve Fochler
Cybersecurity incidents, vendor outages, operational disruptions, and compliance breakdowns are no longer rare events for financial institutions — they’re a predictable part of today’s risk landscape. When they happen, the difference between a controlled response and a full-scale crisis often comes down to preparation.
In this session, we’ll walk through how to design and operationalize an incident response plan that supports resilience, aligns with regulatory expectations, and gives leadership, boards, and examiners confidence that your institution can respond decisively when disruption occurs.
You'll learn how to:
- Distinguish between routine issues and incidents that require response
- Define clear escalation triggers, roles, and decision authority within your response plan
- Coordinate response across risk, IT, compliance, and business teams without slowing down action
- Address vendor-driven incidents that originate outside your direct control
- Navigate customer, regulator, and board notification expectations with greater confidence
- Use post-incident analysis and trends to strengthen controls and inform risk decisions
This session is designed for risk, compliance, and operations professionals at community banks, credit unions, mortgage companies, and wealth management firms. Whether you're building an incident response program from scratch or refining an established framework, you'll leave with practical tools to improve response confidence and strengthen your institution's operational resilience.