What is a Compliance Management System & Why Does Your FI Need One?

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What is a Compliance Management System & Why Does Your FI Need One?

Discover What a CMS is & Why You Should Have One?

Regulatory agencies have been emphasizing the importance of a strong and effective CMS, and they’ve given financial institutions a lot of flexibility in building one. But with so much variability in CMS programs, how does an institution develop a CMS that will best support it needs?

This whitepaper will walk you through the basics of a CMS while offering practical advice on how to ensure your CMS supports your strategic goals.  Takeaways include:

  • A primer on CMS requirements

  • 4 key elements to prioritize when designing or updating a CMS

  • 7 CMS features that should align with your FI’s goal and structure

  • Real-life examples of failed CMSs and compliance controls