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Small FI's, Big Plans: Maximizing Compliance & Risk Management Resources at Smaller Financial Institutions

Original Air Date:

Wednesday, June 30, 2021 @ 2:00 PM CT

Smaller financial institutions may have fewer resources for tackling compliance and risk management than larger FIs, but they are just as determined to get things right. The trick is to find ways to make processes more efficient.

In this webinar, we’ll take a closer look at the compliance and risk management challenges faced by smaller financial institutions to help them better align their resources with their goals.

  • What do examiners expect from smaller FIs?
  • Strategies for maximizing risk & compliance resources
  • Creating efficiencies with fintech partners
  • Preparing for a merger or acquisition
  • Setting the stage for growth
Whether your FI has a part-time compliance or risk officer, takes a divide and conquer approach, outsources these functions, or relies on one hero to get it all done, you’ll leave this webinar with insights into how your FI can run a lean, but effective program.