Breakfast

Welcome Remarks

Nvendor 101

Bring your computer! This session will provide hands-on training for beginners.

Ncontinuity 101

Bring your computer! This session will provide hands-on training for beginners.

Nfairlending HMDA

Bring your computer! This session will provide hands-on training for overall usage and best practices.

Nverify

Bring your computer! This session will provide hands-on training for overall usage and best practices.

Coffee Break

Ncontinuity 201

Bring your computer! This session will provide hands-on training for advanced users.

Ntranet

Bring your computer! This session will provide hands-on training for overall usage and best practices.

Ncommunity 101

Bring your computer! This session will provide hands-on training for beginners.

Lunch

Ncomply

Bring your computer! This session will provide hands-on training for overall usage and best practices.

Nrisk & Nfindings

Bring your computer! This session will provide hands-on training for overall usage and best practices.

Nboardportal

Bring your computer! This session will provide hands-on training for overall usage and best practices.

Ncommunity 201

Bring your computer! This session will provide hands-on training for advanced users.

Nvendor 201

Bring your computer! This session will provide hands-on training for advanced users.

Nfairlending Redlining

Bring your computer! This session will provide hands-on training for overall usage and best practices.

Coffee Break

Product Integration - How Our Solutions Work Together

In ths session, learn more about our key points of integration and the value that they bring. Attendees will get a deeper appreciation of both current and planned future integration and data flows by taking a hollistic look at product evolutuion through the eyes of our senior prduct staff and internal subject matter experts.

Welcome Reception

Heavy hors d'oeuvres and drinks served.

Welcome Remarks

Coffee Break

State of the Industry Panel

Join our Senior Vice President of Industry Engagement and former OCC Regulator, Rafael DeLeon, along with California Association executives as they discuss the state of the banking industry and this issues and challenges that they are seeing both on a national and a state level.  Find out what you should be focused on today to help make your financial institution the best in the industry!

Lunch

Activate your Vendor Partnerships Panel

Vendor Management is more than just due diligence. It is a partnership. Developing and sustaining a healthy and productive vendor relationship is crucial. This panel discussion will explore best practices for vendor relationships, from setting and managing expectations, keeping track of SLAs and other contractual responsibilities, identifying, and following through on incidents that could affect the relationship to annual performance ratings. Maximizing your vendor relationships will benefit not only you, but those that you serve every day.

The Top Compliance Violations in 2022 and How to Avoid Them

It's not always easy to identify a compliance violation before one occurs. That's why industry trends are vital in understanding the departments, products, and services that pose the highest compliance risk. This session identifies the most common violations of 2022, provides insight into regulators' examination priorities, and discusses best practices to avoid making the same mistkaes as competitors.

Break the Silos: Take your Risk Management Program Enterprise-Wide

Silos - very useful for storing grain, not an ideal strategy for risk management in the year 2022. This session will show you how to break communication and risk silos and build organizational-wide buy in for an effective risk management program.

Fair Lending Risk: Tabletop and Work Group Session

Engaging in any kind of redlining can lead to serious consequences for any financial instituion. With the CFPB taking a broader approach to finding the root cause of redlining, warning it will be examining “decision-making in advertising, pricing, and other areas,” it's more important than ever to test for and remediate discriminatory practices. Learn how to address these and other fair lending issues related to marketing and redlining in this session.

Best Uses of Nvendor and Vendor Management Processes in 2022

Leverage the knowledge of your peers by exchanging ideas and best practices related to vendor management and the Nvendor software. Take away practical tips and actionable changes to strengthen your Vendor Management program.

What is the ROI on a Strong Culture of Compliance? What Your Board Needs to Know.

Join risk management expert Dr. Paul Viancourt as he offers insights into fosterering a robust risk management culture that aligns with the Board's responsibilities, including training & reporting. Learn what pitfalls to avoid and how to gauge success when reinforcing a culture of compliance.

Managing Two Disasters Simultaneously: Tabletop and Work Groups

Disasters can strike at any time. The only way you will know your organization is prepared, and your business continuity plan is up to speed, is to consistently practice. Join our certified business continuity professionals for a tabletop exercise. Our exercise will include not one, but two, disaster scenarios occurring simultaneously. We’re going to push Murphy’s law to its limits! Attendees will have the opportunity to participate in the simulation and learn best practices for conducting tabletop exercises.

Section 1071

The CFPB will be requiring financial institutions to collect and report small business loan data, including women-owned and minority-owned businesses creating the first comprehensive database of small business credit applications in the US. Learn about the expected changes, implementation challenges, and how this regulation will overlap and affect existing regulatory requirements under the HMDA and CRA regulations.

Coffee Break

Vendor Management and Cybersecurity

How do you build and maintain a vendor management program to keep your financial institutions safe? A good vendor management program recognizes the threat of data breaches, ransomware, and other cyberattacks. It requires a system that seamlessly integrates the review, assessment and monitoring of the cybersecurity of critical vendors. Whether you are an experienced third-party risk manager or new to the field, this session will help you identify, establish, and proactively manage third party cyber security risk.

How to Create a Sustainable Compliance Monitoring & Testing Program Using a Risk-Based Approach

Wish you had more time and resources for compliance monitoring and testing? Learn how to leverage other departments, risk assessments, industry developments, regulatory agendas, audits, and more to craft a comprehensive monitoring and testing program that maximizes the efforts of your second line of defense.

Emerging Risks in 2022: A Focus on Cannabis, DEI, ESG, the Lending Environment

Emerging risks are in the spotlight and we all need to be able to identify them and have a plan in place. This session will cover how to get started on a plan as well as how to be nimble and adjust in a changing environment.

Implementing a Fair and Responsible Lending CMS and Taking it to the Next Level

All financial institutions are expected to manage their compliance risk by implementing an effective compliance management system - fair lending has been spotlighted by regulators as a main area of concern. Come learn about what makes a fair lending compliance management system effective and best practices to improve your current program.

Newport Beach Premier Dinner Cruise

Dinner and drinks provided.

Breakfast

Welcome Remarks

Partnering with FinTechs Panel

In this panel, moderated by Steve Andrews, will help address the reasons and value propositions firms face in partnering with fintechs. From the more significant strategic decisions to the details and challenges of ensuring that the fintech complies with all applicable laws and regulations.  

Coffee Break

Due Diligence and Tech Partners: Leveraging Nvendor to Perform Due Diligence on your FinTech Partners

Compliance and Risk: Tie Your Risk Assessments to Guidance and Regulations

Compliance is one of the largest risks in your institution. Let's talk about how you can use your risk assessments and your compliance management system to identify gaps and ensure all of your risks and controls are managed properly.

Financial Risk Assessments: Gauge the Health of Your Financial Institution

Regulators want to hear about about financial risks to your institution. After this session you'll feel more confident speaking on this topic by learning how to leverage publicly available data (Bank Call Reports) to understand historical trends, changes, and how your bank compares to its peers. You'll come away better able to make decisions based on your institution's unique capabilities and anticipate questions from your regulators about quarterly and annual changes.

CRA Modernization

The Community Reinvestment Act continues to be one of the most prominent laws affecting national and state banks. Join us to discuss where we've been, current challenges facing institutions, and practical advice to navigate CRA changes.

Lunch

Vendor Management and BCP: Your Business is Ready. Here’s How You Make Sure Your Vendors Are As Well

Explore the interdependencies between your business continuity program and your vendor's continuity resilience. Strengthen your BCP and lessen your overall risk with functional strategies for evaluating vendor due diligence and maintain vendor relationships during an event.

Regulatory Update: What is Going on in Washington DC, Key Agencies, and Key States Like CA, NY, TX and What to Expect

Federal regulators used to be the most active rulemakers affecting the financial services industry. However, as politics continue to infilatrate the Federal agencies, state legislators and regulators are entering the stage to create divergent laws and regulations adding an extra layer of complexity. A prior regulator and a financial services attorney join forces to present a comprehensive update on the regulatory landscape- don't get caught off guard!

The Journey From Risk to Remediation

Let’s take a walk through the risk assessment process! We begin by identifying your institution’s risk, determining mitigating controls based on your risk framework, collaborating with your control assessors to measure effectiveness, and remediate any potential issues that arise.

Frequent Data Collection and Submission Errors and How to Catch Them Before They Wreak Havoc

Let's face it, HMDA is the ugly stepchild of our industry. In recent years, it has become more important than ever to scrub your data at least quarterly, so that March 1st becomes just another day. For this session, join Carey Aimone, Vice President of Support, to discuss common pitfalls as well as tips & tricks for a smooth submission process using HMDA RELIEF.

Nvendor Product Demo

Ncomply Product Demo

Nrisk Product Demo

Nfairlending Product Demo

Product Integration – How Our Solutions Work Together

In ths session, learn more about our key points of integration and the value that they bring. Attendees will get a deeper appreciation of both current and planned future integration and data flows by taking a hollistic look at product evolutuion through the eyes of our senior prduct staff and internal subject matter experts.